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Listing Fees

TYPES OF ISSUE / LISTING
(Applicants without securities already listed)
Initial Fee (Rs)
Annual Fee (Rs)

Introduction

75,000
As per Table III
Offer for sale
75,000
As per Table III
Offer for subscription
75,000
As per Table III
Placing
75,000
As per Table III

TYPES OF ISSUE / LISTING
(Applicants without securities already listed)
Initial Fee (Rs)
Annual Fee (Rs)
Offer for sale
50,000
As per Table III
Offer for subscription
50,000
As per Table III
Placing
50,000
As per Table III
Consideration Issue
30,000
As per Table III
Capitalisation Issue (bonus issue / stock dividend)
-
As per Table III
Block listing
the lesser of20,000 or 1/10of 1% of valueof shares-to be listed
As per Table III

Av. Mkt. Capitalisation (Rs)
Initial Listing Rate (Rs)
Additional Listing Rate (Rs)

up to 100M

50,000
25,000
Rs 100,000,001 to 400M
120,000
60,000
Rs 400,000,001 to 600M
175,000
87,500
Rs 600,000,001 to 1,000M
215,000
107,500
Rs 1,000,000,001 to 2,000M
260,000
130,000
Rs 2, 000,000,001 to 5,000M
300,000
150,000
Rs 5, 000,000,001 to 10,000M
360,000
180,000
Rs 10, 000,000,001 to 20,000M
425,000
212,500
Rs 20, 000,000,001 to 30,000M
525,000
262,500
Rs 30, 000,000,001 to 40,000M
670,000
335,000
Above Rs 40, 000M

670,000 + .001 % on excess over Rs 40,000M

335,000 + .001 % on excess over Rs 40,000M


Av. Mkt. Capitalisation (Rs)
Initial Listing Rate (Rs)
Additional Listing Rate (Rs)
up to 100M
61,100
30,600
Rs. 100,000,001 to 300M
88,300
44,200
Rs. 300,000,001 to 600M
115,400
57,700
Rs. 600,000,001 to 1000M
142,500
71,300
Rs. 1,000,000,001 to 2000M
169,700
84,900
Over 2000M
169,700 + .0005% on excess over Rs. 2000M
84,900 + .0005% on excess over Rs. 2000M



Foreign Investment Companies, Foreign Unit Trusts, Offshore Companies, Offshore Trusts, and o ther types of investment entities (closed-end funds, global schemes, professional collective investment schemes, specialised collective investment schemes and expert funds) 

1.An initial listing fee of US $ 1,500 and an annual fee of US $ 1,500 are applicable.

2. In the case of a “multi-class fund” or an “umbrella fund”, (a collective investment scheme which is divided into a number of subfunds), the following will apply in respect of the initial and annual listing fees payable:

TABLE IV

No of different classes
Initial Fee/Annual Fee (Rs)
1-3
US $ 1,500 (per subfund)
4-10
US $ 5,000 (fixed)
10-20
US $ 7,500 (fixed)
Over 20
US $ 10,000 (fixed)

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